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Water Managed Roof – Re-roofing and Adding Insulation Over a Sloped Roof

    Scope
    Scope Images
    Image
    Retrofit an existing roof by installing rigid foam, new moisture and air control layers, new sheathing, and new cladding plus cavity insulation in the roof rafters to create an unvented attic
    Scope

    Reroof an existing home and add exterior rigid insulation above the roof deck before installing the new cladding to improve the durability and moisture control of the roof as well as to improve thermal performance and provide a conditioned attic. The best time to implement this approach from a cost perspective is when an existing roof is being replaced. This retrofit assembly is appropriate for homes with unvented, conditioned attics or where the retrofit is intended to create an unvented, conditioned attic.

    • Remove the existing roofing and non-adhered underlayment to expose the roof sheathing.
    • Apply a continuous air control membrane to the existing roof sheathing or implement continuous air control at the roof sheathing. Ensure air sealing around any roof penetrations.
    • Install rigid insulation board in multiple layers with joints offset vertically and horizontally between adjacent layers. Rigid insulation layers exterior to the existing roof sheathing must provide sufficient thermal insulation (R-value) to control condensation risk (see climate-specific guidance).
    • Install a nail base for the cladding. The nail base must be vented in high snow-load areas.
    • Install roofing underlayment, flashing, and cladding as per best practices. See the guide Step and Kick-Out Flashing at Roof-Wall Intersections and the guide Heavy Membranes at Eaves in Cold Climates.
    • Install cavity insulation (e.g., netted fibrous insulation, batt, or open-cell spray foam insulation) to achieve the desired total assembly R-value. See the guide Insulation Installation (RESNET Grade 1)
    • Address combustion safety and controlled mechanical ventilation as needed, given the increased airtightness associated with this retrofit.

    For more on roof/wall connections, see the U.S. Department of Energy’s Standard Work Specifications.

    See the Compliance Tab for related codes and standards requirements, and criteria to meet national programs such as DOE’s Zero Energy Ready Home programENERGY STAR Single-Family New Homes, and Indoor airPLUS.

    Description
    Description

    Sloping roofs should be designed to drain water away from the top of buildings; the steeper the slope, the better the drainage. The materials that form the water control layer overlap each other in shingle fashion or are sealed so that water drains down and out and does not collect on the roof. It is vital that any roof penetrations (drains, skylights, or mechanical curbs) are properly flashed to prevent water entry.

    A retrofit that involves re-roofing provides the opportunity to install rigid foam insulation above the roof deck and to integrate the foam with continuous water, air, and vapor control layers that are also installed on the roof deck. This approach can achieve a high R-value roof enclosure that offers robust water control while providing a conditioned, unvented attic space for storage and for housing the home’s HVAC system and/or ducts.

    If the home has cathedral ceilings, where existing interior finishes are installed against the roof framing, this exterior insulation approach permits higher attic R-values to be achieved with less likely disturbance of interior finishes.

    If the retrofit project includes, or will include in the future, the addition of rigid foam on the exterior of the walls, an extension of the overhangs at the eaves and/or rakes may be needed because retrofit walls may be thicker than the existing standard construction. If this extension lowers the elevation of the soffit at the eaves, it may conflict with the existing window head heights or head trim. This needs to be taken into account during planning for the overall retrofit. Typically, this situation can be avoided if the roof is raised several inches, as is the case with the retrofit solution described here.

    Figure 1 shows a retrofit of an existing roof where two layers of rigid foam, with seams staggered, are installed along with new moisture and air control layers over the existing sheathing. New sheathing and new cladding are installed over the exterior rigid foam as part of this roofing retrofit. Additional insulation is installed in the cavities between the roof rafters to create an unvented attic. Options for the cavity insulation include open-cell spray foam or batt insulation, or netting can be stapled to the underside of the rafters and the cavities can be filled with blown cellulose or fiberglass. This retrofit assembly is for an unvented attic space. If there are soffit vents or other vents in the existing attic, they should be sealed off prior to installing the insulation.

    Figure 2 shows an assembly with insulation, air and water sealing layers that are similar to those shown in Figure 1; however, there is one important difference. Purlins or furring strips have been installed above the rigid foam to provide an air gap for venting between the rigid foam and the new sheathing and roof cladding. This ventilation gap is especially needed in cold climates with high snow loads. The venting helps to keep the surface of the roof cooler, which helps to minimize the likelihood of snow melting then refreezing at the roof eaves, which can lead to the formation of ice dams. With this assembly, the attic itself is unvented; however, the roof can be vented via soffit and ridge vents that are open to the venting layer in the roof assembly but separated from the attic.

    In the drawings, the roof cladding is represented as shingles, but other roof claddings, such as standing seam metal roofing, would be acceptable provided that the attachment of the roof cladding does not result in horizontal obstructions in the water control layer beneath the cladding.

    Retrofit an existing roof by installing rigid foam, new moisture and air control layers, new sheathing, and new cladding plus cavity insulation in the roof rafters to create an unvented attic.
    Figure 1. Retrofit an existing roof by installing rigid foam, new moisture and air control layers, new sheathing, and new cladding plus cavity insulation in the roof rafters to create an unvented attic.

     

    Retrofit an existing roof by installing rigid foam above the roof deck with a ventilation space between the rigid foam and the new roof sheathing plus new moisture and air control layers and cavity insulation in the roof rafters.
    Figure 2. Retrofit an existing roof by installing rigid foam above the roof deck with a ventilation space between the rigid foam and the new roof sheathing plus new moisture and air control layers and cavity insulation in the roof rafters.

     

    All other things being equal, providing insulation to the exterior of the roof framing tends to lower the equilibrium moisture content of wood roof framing. The approach can result in roof framing and sheathing that is dryer and also has an enhanced ability to dry. Bringing an attic into conditioned space allows ductwork, mechanical equipment, plumbing, and fire protection systems to be located in the attic space and has the added benefit of providing attic storage that is protected from temperature extremes.

    The existing roof cladding and any non-adhered underlayment must be removed to allow an air control membrane to be installed on the roof deck or established at the roof deck. Robust air control is essential for a high-performance enclosure. An air control membrane is needed below the insulating sheathing to prevent moisture-laden air from migrating through the joints in the insulating sheathing. With the right materials and detailing, the air control membrane can also provide temporary water protection and permanent back-up water protection.

    There are three options for establishing an air control layer on top of the original roof sheathing. These are listed relative to air control and temporary/back-up water control performance:

    Good – The original non-adhered roof underlayment is made air tight by taping the seams and applying sealant or tape to make air-tight connections to the air control layers of adjacent assemblies. Make sure all seams are properly lapped. If the existing roof sheathing consists of sheets of plywood or OSB rather than individual boards, the air control layer can be established by taping the joints between these sheathing panels.

    Better – The original sheathing product has a self-adhered air and water control membrane that is an integral part of the sheathing product. Because insulation will be installed to the exterior of the sheathing layer, the product may not need to be specifically designated for roof applications; however, traction on steep slopes must be a priority consideration for workers’ safety. Make sure all seams are properly lapped.

    Best – A fully adhered, self-sealing ice and water control membrane is installed over the original sheathing with any seams overlapped shingle style. There are rare situations that would require the air control membrane to be vapor permeable. However, in most situations, it is not a benefit to have a vapor-permeable air control layer in this assembly. The list of Good, Better, Best reflects the more general case.

    In cold climates, the insulating sheathing installed above the roof deck should comprise at least 40% of the total roof assembly R-value for most cold-climate applications. See BSD-163: Controlling Cold Weather Condensation Using Insulation (Straube 2011). Too little insulation above the roof deck increases the risk of condensation at the roof sheathing.

    The insulation installed over the roof deck must be installed in multiple layers with joints offset in order to control convective looping at joints between insulation panels.

    Materials appropriate for insulating sheathing with an unvented cladding substrate include:

    • polyisocyanurate
    • extruded polystyrene (XPS)
    • expanded polystyrene (EPS) type II
    • semi-rigid mineral fiber insulation boards, provided the material has adequate compressive strength. Mineral fiber with compressive strength of 0.625 psi at 10% deformation has been shown to work in wall systems where furring strips are installed over the insulation.

    In a configuration with a vented cladding substrate (such as is used for ice dam protection in high-snow-load areas), the outer layer of insulating sheathing must be detailed as a drainage plane. Therefore, among other characteristics, it must have surfaces that provide a suitable substrate for flashing or sheathing tapes. Insulation materials appropriate for the outer layer of insulating sheathing include:

    • XPS
    • foil-faced polyisocyanurate.

    An unvented roof cladding substrate (e.g., plywood or OSB roof sheathing) can be installed over exterior insulation layers using long, exterior-grade screws. The screws must be long enough to penetrate an adequate depth into the roof framing. Marking the location of framing on successive layers is very important for locating the framing, particularly when the framing has irregular spacing.

    If purlins are used to create a vented over-roof, the purlins are fastened to the framing through the insulating sheathing. The substrate for the roof cladding is then fastened to the purlins much as it would be fastened to a new roof. Gaps should be located along the length of the purlins to provide cross ventilation to effectively vent roofs with hips, valleys, or other obstructions to the soffit-to-ridge ventilation space. Large gaps in the purlins must be coordinated with the nailing pattern for the cladding substrate.

    Once the substrate for the roof cladding is installed, installation of roofing underlayment, flashing, and cladding follows best practices. See the guide Step and Kick-Out Flashing at Roof-Wall Intersections and the guide Heavy Membranes at Eaves in Cold Climates.

    Installation of cavity insulation follows typical best practices. See Insulation Installation (RESNET Grade 1). Note that too much insulation installed to the interior can upset the condensation control of the assembly. In cold climates, the insulating sheathing installed above the roof deck should comprise at least 40% of the total attic assembly R-value for most cold-climate applications as noted above and in Straube 2011. See the Climate tab for more information.

    If installing closed-cell spray foam or other low-permeance insulation to the interior, it is very important to verify that the roof sheathing and framing are dry (e.g., 12%-15% moisture content or less) before installing cavity insulation. It is also a good idea to verify that the sheathing and wood framing are dry before installing any kind of cavity insulation.

    It is generally best to install cavity insulation only after the new exterior water management system is installed. However, in certain circumstances, it may be desirable and necessary to install cavity insulation from the exterior. The risk that must be managed is water penetration to the roof sheathing or cavity insulation after installation of the cavity insulation. Although a properly designed assembly will be able to control the condensation risk of diffusion or air-transported moisture, the insulation to the interior of the roof sheathing will inhibit the ability of the assembly to dry if a bulk water leak occurs. The system is more vulnerable to moisture between the time that the existing roofing is removed and new water control systems are installed. If water leaks into the assembly after the insulation is installed, the insulation must be removed, the source of the leak identified and corrected, and the sheathing and framing allowed to dry thoroughly (to less than 15% moisture content) before cavity insulation is replaced.

    Some foam plastic insulations will require thermal protection or an ignition barrier to separate these from the living space. Consult the manufacturer of the insulation material and the local building code to learn about specific requirements.

    How to Insulate a Sloped Roof with Exterior and Interior Insulation

    1. Remove the existing roofing and non-adhered roof underlayment and inspect the structural integrity of the roof. Check the roof framing for any deficiencies, rot, insect damage, etc. Proceed only after repairs are completed. Based on the findings, revise the roof assembly and review specific detailing as needed. Follow the minimum requirements of the current adopted building and energy codes.
    2. a.  Apply a continuous air control membrane to existing roof sheathing. ALTERNATELY b.  Tape all joints between roof sheathing panels with an acrylic or butyl adhesive flashing tape/membrane.
    3. Mark the location of framing on the air control membrane to facilitate attachment of roofing substrate or purlins.
    4. Seal around any penetrations through the air control layer. If the air control layer is to provide water control, provide proper flashing as well as air sealing for penetrations.
    5. Install rigid insulation board over the air control layer in multiple layers with joints offset vertically and horizontally between adjacent layers. IF PROVIDING A VENTED OVER-ROOF:
    6. Detail the outer layer of the insulating sheathing as a drainage plane.
    7. Transfer the markings for framing locations through each layer of insulating sheathing.
    8. a.  Install substrate for cladding. ALTERNATELY b.  Install purlins and cladding substrate.
    9. Install roof underlayment, flashing, and cladding as per best practices. See the guide Step and Kick-Out Flashing at Roof-Wall Intersections and the guide Heavy Membranes at Eaves in Cold Climates.
    10. Install cavity insulation (netted fibrous insulation, batt insulation, or spray foam insulation) to achieve the desired total assembly R-value. See the guide Insulation Installation (RESNET Grade 1).
    Success
    Ensuring Success

    Ensure that the roof system provides robust protection from rain water and ice dams and that proper flashing is in place. Also ensure that the roof structure is adequate to support any additional load that may be added.

    Refer to the current adopted building and energy codes for information on appropriate levels of insulation for the different climate zones as well as for the proper ratios of vapor and air-impermeable and permeable insulation.

    Remediate any hazardous conditions that will be affected (e.g., exposed or aggravated) by the planned work. Examples of hazardous materials that may be found in roof assemblies of existing structures include (but are not limited to) lead, asbestos, mold, animal dropping/remains, etc. Follow applicable laws and industry procedures for mitigation of hazardous materials. Engage the services of a qualified professional when needed.

    Guidance for mitigating asbestos-related issues from HUD, EPA, NIH, OSHA and FEMA is available in Homeowner's and Renter's Guide to Asbestos Cleanup After Disasters and Asbestos: Worker and Employer Guide to Hazards and Recommended Controls

    Provide minimum combustion safety by providing direct-vent, sealed-combustion equipment or forced draft equipment (see the guide Direct Vent Equipment). When furnaces, boilers, and water heaters are installed within the home’s pressure boundary, ideally this equipment would be direct-vent, sealed-combustion equipment. If existing equipment is not direct-vent, sealed-combustion or forced draft, the homeowners must decide whether to:

    • replace equipment with direct vent or forced draft equipment, or
    • retrofit existing equipment to forced draft.

    Provide whole-house and local exhaust (source control) mechanical ventilation complying with Section M1507 of the 2012 International Residential Code. Mechanical ventilation may be added as part of the larger attic/roof retrofit project.

    If the retrofit project includes, or will include in the future, an upgrade to the exterior walls including the addition of rigid foam insulation on the exterior of the walls, an extension of the overhangs at the eaves and/or rakes may be needed because the retrofit walls will be thicker than the existing standard construction. If this extension lowers the elevation of the soffit at the eaves, it may conflict with the existing window head heights or head trim. This needs to be taken into account during planning for the overall retrofit.

    Climate
    Climate

    Water Management

    In cold climates (zones 5 and higher), install self-adhered membrane over the roof sheathing at the eaves from the edge of the roof line to > 2 feet up the roof deck from the interior plane of the exterior wall. (See the guide WM.3.4: Heavy Membranes at Eaves in Cold Climates.)

    Thermal Enclosure

    The roof assembly should be designed for a specific hygrothermal region, rain exposure zone, and interior climate.

    The map in Figure 1 shows the climate zones for states that have adopted energy codes equivalent to the International Energy Conservation Code (IECC) 2009, 12, 15, and 18. The map in Figure 2 shows the climate zones for states that have adopted energy codes equivalent to the IECC 2021. Climate zone-specific requirements specified in the IECC are shown in the Compliance Tab of this guide. 

    Climate Zone Map from IECC 2009, 12, 15, and 18.

    Figure 1. Climate Zone Map from IECC 2009, 12, 15, and 18. (Source: 2012 IECC)

     

    Climate Zone Map from IECC 2021.

    Figure 2. Climate Zone Map from IECC 2021. (Source: 2021 IECC)

     

    The insulation levels should be based on the minimum requirements for vapor control in the current adopted building code and the minimum requirements for thermal control in the current energy code. Table 1 provides the minimum thermal resistance (R-value) requirements specified in the 2009 IECC (ICC 2009b) and the 2012 IECC (ICC 2012b) based on climate zone for roof assemblies.

    Attic Insulation Requirements per the 2009 and 2012 IECC.

    Table 1. Attic Insulation Requirements in the 2009 and 2012 IECC. (Source: 2009 IECC and 2012 IECC)

     

    It is important to maintain a sufficient ratio of exterior insulation to total roof assembly insulation. In colder climate zones, the amount of exterior (rigid) insulation needed to avoid condensation problems increases. Table 2 provides information on minimum levels of air impermeable insulation for condensation control specified in Table R806.4 Insulation for Condensation Control of the 2009 IRC (ICC 2009a) and Table R806.5 Insulation for Condensation Control of the 2012 IRC (2012a).

    Insulation required for Condensation Control per the 2009 and 2012 IRC.

    Table 2. Insulation required for Condensation Control in the 2009 and 2012 IRC. (Source: 2009 IRC and 2012 IRC)

     

    Training
    Right and Wrong Images
    Image
    Right - The air control membrane installed over the roof sheathing is continuous. It connects to the air control of the wall around the entire perimeter without interruption. The roof overhangs have been cut off to make this connection continuous
    Right - The air control membrane installed over the roof sheathing is continuous. It connects to the air control of the wall around the entire perimeter without interruption. The roof overhangs have been cut off to make this connection continuous
    Image
    Right - Here, air control is established by taping the seams of the plywood panel sheathing. The roof sheathing is also trimmed flush with the wall sheathing to allow a simple and airtight connection between the roof and wall assemblies
    Right - Here, air control is established by taping the seams of the plywood panel sheathing. The roof sheathing is also trimmed flush with the wall sheathing to allow a simple and airtight connection between the roof and wall assemblies
    Image
    Wrong - The roof insulation panels for this building were not installed in multiple layers with joints offset. The snow melt pattern shows thermal bypasses at the insulation panel joints.
    Wrong - The roof insulation panels for this building were not installed in multiple layers with joints offset. The snow melt pattern shows thermal bypasses at the insulation panel joints.
    Image
    Right - These roof insulation panels are installed in multiple layers with joints offset both vertically and horizontally. The plywood nail base fastened to the roof framing holds the insulation layers together snuggly thus minimizing gaps
    Right - These roof insulation panels are installed in multiple layers with joints offset both vertically and horizontally. The plywood nail base fastened to the roof framing holds the insulation layers together snuggly thus minimizing gaps
    Image
    Right – A protective membrane has been installed in the valleys and at the eaves of this roof before installing underlayment.
    Right – A protective membrane has been installed in the valleys and at the eaves of this roof before installing underlayment.
    Image
    Right – A fully adhered roof membrane provides thorough water and wind protection in this mountain top location.
    Right – A fully adhered roof membrane provides thorough water and wind protection in this mountain top location.
    Image
    Right - This tiny house has a mono-sloped shed roof angled toward the sun to provide maximum space for solar panels.
    Right - This tiny house has a mono-sloped shed roof angled toward the sun to provide maximum space for solar panels.
    Videos
    Compliance

    Compliance

    The Compliance tab contains both program and code information. Code language is excerpted and summarized below. For exact code language, refer to the applicable code, which may require purchase from the publisher. While we continually update our database, links may have changed since posting. Please contact our webmaster if you find broken links.

     

    ENERGY STAR Single-Family New Homes, Version 3/3.1 (Rev. 11)

    ENERGY STAR Single-Family New Homes requires that ceiling, wall, floor, and slab insulation levels meet or exceed those specified in the 2009 International Energy Conservation Code (IECC) with some alternatives and exceptions, and achieve Grade 1 installation per RESNET Standards (see 2009 and 2012 IECC Code Level Insulation – ENERGY STAR Requirements and Insulation Installation (RESNET Grade 1). If the state or local residential building energy code requires higher insulation levels than those specified in the 2009 IECC, you must meet or exceed the locally mandated requirements. Some states have adopted the 2012 or 2015 IECC. Visit the U.S. DOE Building Energy Codes Program to see what code has been adopted in each state.

    National Rater Design Review Checklist

    3. High-Performance Insulation.
    3.1 Specified ceiling, wall, floor, and slab insulation levels comply with one of the following options:
    3.1.1 Meets or exceeds 2009 IECC levels5, 6, 7 OR;
    3.1.2 Achieves ≤ 133% of the total UA resulting from the U-factors in 2009 IECC Table 402.1.3, per guidance in Footnote 5d, AND specified home infiltration does not exceed the following:6, 7

    • 3 ACH50 in CZs 1, 2
    • 2.5 ACH50 in CZs 3, 4
    • 2 ACH50 in CZs 5, 6, 7
    • 1.5 ACH50 in CZ 8

    Footnote 5) Specified levels shall meet or exceed the component insulation levels in 2009 IECC Table 402.1.1. The following exceptions apply:
    a. Steel-frame ceilings, walls, and floors shall meet the insulation levels of 2009 IECC Table 402.2.5. In CZ 1 and 2, the continuous insulation requirements in this table shall be permitted to be reduced to R-3 for steel-frame wall assemblies with studs spaced at 24 in. on center. This exception shall not apply if the alternative calculations in d) are used;
    b. For ceilings with attic spaces, R-30 shall satisfy the requirement for R-38 and R-38 shall satisfy the requirement for R-49 wherever the full height of uncompressed insulation at the lower R-value extends over the wall top plate at the eaves. This exemption shall not apply if the alternative calculations in d) are used;
    c. For ceilings without attic spaces, R-30 shall satisfy the requirement for any required value above R-30 if the design of the roof / ceiling assembly does not provide sufficient space for the required insulation value. This exemption shall be limited to 500 sq. ft. or 20% of the total insulated ceiling area, whichever is less. This exemption shall not apply if the alternative calculations in d) are used;
    d. An alternative equivalent U-factor or total UA calculation may also be used to demonstrate compliance, as follows: An assembly with a U-factor equal or less than specified in 2009 IECC Table 402.1.3 complies. A total building thermal envelope UA that is less than or equal to the total UA resulting from the U-factors in Table 402.1.3 also complies. The performance of all components (i.e., ceilings, walls, floors, slabs, and fenestration) can be traded off using the UA approach. Note that Items 3.1 through 3.3 of the National Rater Field Checklist shall be met regardless of the UA tradeoffs calculated. The UA calculation shall be done using a method consistent with the ASHRAE Handbook of Fundamentals and shall include the thermal bridging effects of framing materials. The calculation for a steel-frame envelope assembly shall use the ASHRAE zone method or a method providing equivalent results, and not a series-parallel path calculation method.

    Footnote 6) Consistent with the 2009 IECC, slab edge insulation is only required for slab-on-grade floors with a floor surface less than 12 inches below grade. Slab insulation shall extend to the top of the slab to provide a complete thermal break. If the top edge of the insulation is installed between the exterior wall and the edge of the interior slab, it shall be permitted to be cut at a 45-degree angle away from the exterior wall. Alternatively, the thermal break is permitted to be created using ≥ R-3 rigid insulation on top of an existing slab (e.g., in a home undergoing a gut rehabilitation). In such cases, up to 10% of the slab surface is permitted to not be insulated (e.g., for sleepers, for sill plates). Insulation installed on top of slab shall be covered by a durable floor surface (e.g., hardwood, tile, carpet).

    Footnote 7) Where an insulated wall separates a garage, patio, porch, or other unconditioned space from the conditioned space of the house, slab insulation shall also be installed at this interface to provide a thermal break between the conditioned and unconditioned slab. Where specific details cannot meet this requirement, partners shall provide the detail to EPA to request an exemption prior to the home’s certification. EPA will compile exempted details and work with industry to develop feasible details for use in future revisions to the program. A list of currently exempted details is available at: energystar.gov/slabedge.

    National Rater Field Checklist

    Thermal Enclosure System
    1. High-Performance Fenestration & Insulation.
    1.3 All insulation achieves Grade I install. per ANSI / RESNET / ICC Std. 301. Alternatives in Footnote 5.5, 6

    Footnote 5) Two alternatives are provided: a) Grade II cavity insulation is permitted to be used for assemblies that contain a layer of continuous, air impermeable insulation ≥ R-3 in Climate Zones 1 to 4, ≥ R-5 in Climate Zones 5 to 8; b) Grade II batts are permitted to be used in floors if they fill the full width and depth of the floor cavity, even when compression occurs due to excess insulation, as long as the R-value of the batts has been appropriately assessed based on manufacturer guidance and the only defect preventing the insulation from achieving Grade I is the compression caused by the excess insulation.

    Footnote 6) Ensure compliance with this requirement using ANSI / RESNET / ICC Std. 301 including all Addenda and Normative Appendices, with new versions and Addenda implemented according to the schedule defined by the HCO that the home is being certified under, with approved exceptions listed at www.energystar.gov/ERIExceptions.

    National Water Management System Builder Requirements

    3. Water-Managed Roof Assembly.
    3.1 Step and kick-out flashing at all roof-wall intersections, extending ≥ 4” on wall surface above roof deck and integrated shingle-style with drainage plane above; boot / collar flashing at all roof penetrations.13
    3.2 For homes that don’t have a slab-on-grade foundation and do have expansive or collapsible soils, gutters & downspouts provided that empty to lateral piping that discharges water on sloping final grade ≥ 5 ft. from foundation, or to underground catchment system not connected to the foundation drain system that discharges water ≥ 10 ft. from foundation. Alternatives & exemptions in Footnote.4, 14, 15
    3.3 Self-adhering polymer-modified bituminous membrane at all valleys & roof deck penetrations.4, 16
    3.4 In 2009 IECC Climate Zones 5 & higher, self-adhering polymer-modified bituminous membrane over sheathing at eaves from the edge of the roof line to > 2 ft. up roof deck from the interior plane of the exterior wall.4, 16

    Footnote 4) Not required in Dry (B) climates as shown in 2009 IECC Figure 301.1 and Table 301.1.

    Footnote 13) Intersecting wall siding shall terminate 1 in. above the roof or higher, per manufacturer's recommendations. Continuous flashing shall be installed in place of step flashing for metal and rubber membrane roofs.

    Footnote 14) The assessment of whether the soil is expansive or collapsible shall be completed by a certified hydrologist, soil scientist, or engineer.

    Footnote 15) Any of the following are permitted to be used as alternatives to Item 3.2: a) a roof design that deposits rainwater to a grade-level rock bed with a waterproof liner and a lateral drain pipe that meets discharge requirements per Item 3.2; b) a rainwater harvesting system that drains overflow to meet discharge requirements per Item 3.2; or c) a continuous rubber membrane (e.g. EPDM) that is aligned with the foundation wall from final grade to ≥ 8 in. below grade and then slopes ≥ 0.5 in. per ft. away from the home for at least 5 ft., with Group I Soils (as defined in Footnote 9) covering the membrane to within 3 in. of final grade.

    Footnote 16) As an alternative, any applicable option in 2009 IRC Section R905.2.8.2 is permitted to be used to meet Item 3.3 and any option in 2009 IRC Section R905.2.7.1 is permitted to be used to meet Item 3.4. EPA recommends, but does not require, that products meet ASTM D1970. In addition, any option in 2009 IRC Section R905.13 is permitted to be used to meet either Item 3.3 or 3.4.

    Please see the ENERGY STAR Single-Family New Homes Implementation Timeline for the program version and revision currently applicable in your state.

     

    DOE Zero Energy Ready Home (Revision 07)

    Exhibit 1 Mandatory Requirements.
    Exhibit 1, Item 1) Certified under the ENERGY STAR Qualified Homes Program or the ENERGY STAR Multifamily New Construction Program.
    Exhibit 2, Item 2) Ceiling, wall, floor, and slab insulation shall meet or exceed 2015 IECC levels and achieve Grade 1 installation, per RESNET standards.

     

    2009-2021 IECC and IRC Insulation Requirements Table

    The minimum insulation requirements for ceilings, walls, floors, and foundations in new homes, as listed in the 2009, 2012, 2015, 2018, and 2021 IECC and IRC, can be found in this table

     

    2009 International Energy Conservation Code (IECC)

    Section 101.4.3 Additions, alterations, renovations, or repairs. Portions of an existing building that are altered in the course of additions, alterations, renovations, or repairs must be brought into conformance with the code with the following exceptions applicable to attic/roof retrofit: existing ceiling wall or floor cavities that are exposed provided the cavities exposed are filled with insulation; addition, alteration, renovation or repair projects that do not expose the existing roof, wall or floor cavity; reroofing that does not expose the insulation nor the sheathing.

    Section 402 Building Thermal Envelope. Table 402.1.1 indicates the prescriptive requirements for building enclosure components.

    Section 402.4 Air Leakage. This section indicates that the building thermal envelope (as it is called in the IECC) must be sealed to limit infiltration and that it must be sealed in a manner that is durable allowing for differential expansion and contraction.

    2012, 2015, 2018, and 2021 IECC

    Section R101.4.3 (R501.1.1/R503.1.1 in 2015 and 2018 and R501.4 in 2021 IECC) Additions, alterations, renovations or repairs. Portions of an existing building that are altered in the course of additions, alterations, renovations or repairs must be brought into conformance with the code with the following exceptions applicable to attic/roof retrofit: existing ceiling wall or floor cavities that are exposed provided the cavities exposed are filled with insulation; addition, alteration, renovation or repair projects that do not expose the existing roof, wall or floor cavity; reroofing that does not expose the insulation nor the sheathing.

    Section R402 Building Thermal Envelope. Table R402.1.1 (R402.1.2 in 2015, 2018, and 2021 IECC) indicates the prescriptive requirements for building enclosure components.

    Section R402.4 Air Leakage. This section indicates that the building thermal envelope (as it is called in the IECC) must be sealed to limit infiltration and that it must be sealed in a manner that is durable, allowing for differential expansion and contraction.

    Retrofit:  2009, 2012, 2015, 2018,  and 2021 IECC

    Section R101.4.3 (in 2009 and 2012). Additions, alterations, renovations, or repairs shall conform to the provisions of this code, without requiring the unaltered portions of the existing building to comply with this code. (See code for additional requirements and exceptions.)

    Chapter 5 (in 2015, 2018, 2021). The provisions of this chapter shall control the alteration, repair, addition, and change of occupancy of existing buildings and structures.

     

    2009 International Residential Code (IRC)

    Section R806.3 Vent and insulation clearance. A vent space clearance of at least 1 must be maintained at the location of the vent and between insulation and roof sheathing.
    Note that this would not apply where an unvented roof assembly is used as indicated in Section R806.4.

    Section R806.4 Unvented attic assemblies. This section outlines the conditions for unvented attic/roof assemblies. Note that Table R806.4 indicates the amount of insulation above the roof deck or air impermeable insulation below the roof deck required for condensation control assuming minimum required total insulation as indicated in Section N1102 Building Thermal Envelope. Higher R-value assemblies will require a proportionally larger amount of air impermeable insulation below the roof deck or insulation above the roof deck for condensation control.

    Section N1102 Building Thermal Envelope. Table N1102.1 indicates the prescriptive requirements for building enclosure components.

    Section N1102.4 Air Leakage. This section indicates that the building thermal envelope (as it is called in the IRC) must be sealed to limit infiltration and that it must be sealed in a manner that is durable allowing for differential expansion and contraction.

    2012, 2015, 2018, and 2021 IRC

    Section R806.3 Vent and insulation clearance. A vent space clearance of at least 1 must be maintained at the location of the vent and between insulation and roof sheathing.
    Note that this would not apply where an unvented roof assembly is used as indicated in section R806.5.

    Section R806.5 Unvented attic assemblies. This section outlines the conditions for unvented attic/roof assemblies. Note that table R806.5 indicates the amount of insulation above the roof deck or air impermeable insulation below the roof deck required for condensation control assuming minimum required total insulation as indicated in Section N1102 Building Thermal Envelope. Higher R-value assemblies will require a proportionally larger amount of air impermeable insulation below the roof deck or insulation above the roof deck for condensation control.

    Section N1102 Building Thermal Envelope. Table N1102.1.1 (N1102.1.2 in 2015, 2018, and 2021 IRC)  indicates the prescriptive requirements for building enclosure components.

    Section N1102.4 Air Leakage. This section indicates that the building thermal envelope (as it is called in the IRC) must be sealed to limit infiltration and that it must be sealed in a manner that is durable allowing for differential expansion and contraction.

    2009, 2012, 2015, 2018, and 2021 IRC

    Section R801.3 Roof drainage.

    Section R901 Roof Assemblies. This section outlines the design, materials, construction and quality of roof assemblies.

    Section R907 (R908 in 2015, 2018, and 2021 IRC) Reroofing.

    Retrofit:  2009, 2012, 2015, 2018,  and 2021 IRC

    Section R102.7.1 Additions, alterations, or repairs. Additions, alterations, renovations, or repairs shall conform to the provisions of this code, without requiring the unaltered portions of the existing building to comply with the requirements of this code, unless otherwise stated. (See code for additional requirements and exceptions.)

    Appendix J regulates the repair, renovation, alteration, and reconstruction of existing buildings and is intended to encourage their continued safe use.

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    Case Studies
    References and Resources*
    Author(s)
    Neuhauser Ken,
    Gates Cathy,
    Pettit Betsy
    Organization(s)
    Building Science Corporation,
    BSC
    Publication Date
    Description
    Guidebook providing useful examples of high performance retrofit techniques for the building enclosure of wood frame residential construction in a cold and somewhat wet climate.
    Author(s)
    Lstiburek Joseph W
    Organization(s)
    Building Science Corporation,
    BSC
    Publication Date
    Description
    Book presenting the best techniques for energy and resource efficient residential construction in the colder climates of North America.
    Author(s)
    Lstiburek Joseph W
    Organization(s)
    Building Science Corporation,
    BSC
    Publication Date
    Description
    Article describing strategies for reducing the risk of ice dam formation on roofs in winter.
    Author(s)
    National Roofing Contractors Association
    Organization(s)
    National Roofing Contractors Association
    Publication Date
    Description
    Manuals describing design, materials, and installation techniques applicable to almost all types of roof systems; four-volume set includes Metal Panel and SPF Roof Systems, Membrane Roof Systems, Architectural Metal Flashing and Condensation and Air Leakage Control, and Steep-Slope Roof Systems.
    Author(s)
    Straube John
    Organization(s)
    Building Science Corporation,
    BSC
    Publication Date
    Description
    Article describing research encouraging use of exterior insulation to warm interior sheathing surfaces in walls and roof assemblies to reduce the likelihood of condensation during cold weather
    Author(s)
    National Institution of Health,
    U.S. Environmental Protection Agency,
    U.S. Department of Housing and Urban Development,
    Occupational Safety and Health Administration
    Organization(s)
    NIH,
    OSHA,
    EPA,
    HUD
    Publication Date
    Description
    Guidance from HUD, EPA, NIH, and FEMA for workers who deal directly with asbestos.
    Author(s)
    U.S. Environmental Protection Agency,
    U.S. Department of Housing and Urban Development,
    Federal Emergency Management Agency
    Organization(s)
    FEMA,
    EPA,
    HUD
    Publication Date
    Description
    Guidance from EPA, FEMA, HUD, and NIH on how to deal with asbestos in homes following natural disasters.
    Author(s)
    Mallay David,
    Kochkin Vladimir
    Organization(s)
    Office of Scientific and Technical Information,
    OSTI,
    U.S. Department of Energy,
    DOE,
    Home Innovation Research Labs,
    HIRL
    Publication Date
    Description
    This report outlines research activities that are expected to facilitate the adoption of energy retrofits by remodeling contractors and roofing contractors using retrofit panels which applicable to many existing house designs in most climates and markets.
    *For non-dated media, such as websites, the date listed is the date accessed.
    Contributors to this Guide

    The following authors and organizations contributed to the content in this Guide.

    Building Science Corporation, lead for the Building Science Consortium (BSC), a DOE Building America Research Team

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