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Materials Cost: 1
Difficulty Level: 2

Introduction

Air seal the rough opening around windows and doors prior to installing trim to minimize air leakage.

Why

When homes are constructed, the framed opening for the windows is often bigger than the exact dimensions of the window so that when the window is installed, it can be shimmed to get it exactly level. This leaves gaps in the “rough opening” around the window that are often left unsealed or insufficiently air sealed by stuffing fiberglass insulation into the gaps. These gaps can allow air to pass through and water to collect, causing drafts, cold spots, and moisture issues (Figure 1). Air sealing with moisture-resistant closed-cell backer rod and caulk or low-expanding foam stops the leaks.

Wrong - This IR image shows air leakage around a window.
Wrong - This IR image shows air leakage around a window.
Wrong - This IR image shows air leakage around a window.
Source
Figure 1 . This IR image shows air leakage and cold spots around a window (Source: PNNL).

What You'll Need

  • Pry bars
  • Pliers
  • Closed-cell-foam backer rod 
  • Caulk 
  • Low-expanding foam 
  • Gloves
  • Hammer
  • Finish nails

1. Remove the Trim.

Use a pry bar to carefully remove wood trim around the window on the inside of the house (Figure 2). If needed, use a hammer to tap in the pry bar. Work carefully, tapping in and lifting the pry bar along the edge of the trim a little at a time to avoid splitting the trim. You can slide a piece of cardboard or wide putty knife blade between the pry bar and the wall to keep the pry bar head from damaging the wall. If the trim-to-wall seam was caulked or painted over, use a sharp utility knife or flexible putty knife to score the caulk or paint at the seam before attempting to pry the trim up. Set the trim aside to be re-installed later. You may want to number the trim pieces clockwise around the window with a pencil on the backside of the trim to assist you with reassembly later.

Figure 2. Use pry bars to remove the trim around an existing window to access the rough opening (Source: PNNL).

2. Clean gaps.

Remove any fiberglass insulation that was stuffed into the gaps around the window. Use a dust brush to brush out any debris (Figure 3).

Trim back any shims that protrude from the surface of the wall; trim them back to slightly recessed into the wall so that sealant can be applied over the shims for a tighter seal. 

Figure 3. Once window trim is removed around window, any fibrous insulation is removed and the opening is brushed before installing canned foam or backer rod and caulk to air seal the rough openings (Source: PNNL).

If you notice any wet wood or water damage in the framing around the window, the wood should be allowed to dry out and exterior flashing should be installed. Severely damaged wood should be replaced. This may require removing and resetting the window. Consult a contractor.


3. Fill gaps.

If the gaps around the window are less than a half inch wide, they can be sealed with low-expanding canned foam. Use the narrow tip applicator with the canned spray foam (Figure 4). Insert the spray nozzle about one-half inch into the gap between the wall framing and the window or door unit (Figure 5). Keep the spray nozzle moving at a steady speed while applying the foam (Figures 6 and 7). If the nozzle moves too slowly, foam will fill too much of the cavity; if the nozzle moves too fast, there will be gaps in the bead. Using this approach leaves a gap behind the foam to the exterior that can drain freely and will be pressure equalized with the exterior, which limits the potential for an air pressure difference to force water into the joint. Let the foam harden, then trim off the excess flush with the window frame using a sharp utility knife.

Figure 4. It’s worth it to purchase a professional installer’s gun to install the low-expanding canned spray foam rather than using the applicator that comes with the can (Source: PNNL).
The rough opening around this window is air sealed and insulated with nonexpanding spray foam.
The rough opening around this window is air sealed and insulated with nonexpanding spray foam.
The rough opening around this window is air sealed and insulated with nonexpanding spray foam.
Source
Figure 5. The rough opening around this window is air sealed and insulated with nonexpanding spray foam . (Source: Southern Energy Homes)
Non expanding spray foam is used to fill  the rough openings around windows.
Non expanding spray foam is used to fill the rough openings around windows.
Non expanding spray foam is used to fill the rough openings around windows.
Source
Figure 6. Non-expanding spray foam is used to fill the rough openings around windows (Source: Tim O'Brien Homes).
Figure 7. Canned spray foam can be used to air seal the rough opening around the windows (Source: PNNL).

If the rough opening gaps are greater than a half inch, use closed-cell foam backer rod (Figure 8) and caulk or foam. Backer rod comes in various widths; choose one slightly thicker than the widest part of the gap. Press the backer rod into the gap between the wall framing and the window or door unit, using your fingers or a pry bar or putty knife to push it in (Figure 9). Apply even pressure; don't force it in or the tool will tear the backer rod. Push the backer rod to an even depth, about one-fourth to one-half inch in. 

Figure 8. Closed-cell foam backer rod comes in various widths and is used to air seal and provide a backing for caulk and spray foam in the rough opening around an existing window (Source: PNNL).
Figure 9. Use a pry bar or dull putty knife to push backer rod into the rough opening around an existing window (Source: PNNL).

For a tighter air seal, cover the backer rod with silicone caulk, canned spray foam or tape. Caulk should not be used alone to fill the rough opening gap but should always be applied against a backer rod.  Without the backer rod, the caulk would have nothing to hold it in place or the bead of caulk would be too thick. It would be prone to cracking when it cures and it would be resistant to flexing with seasonal movements in the wall materials. 

Tool the caulk bead against the backer rod to flatten the bead to completely cover the backer rod and touch both sides of the joint (both the window trim and the wood framing). This will create an hour-glass shape (Figure 10), which allows the sealant to expand and contract over time without cracking. If using canned spray foam over the backer rod (Figure 11), it should be applied to completely cover the rod, allowed to dry, and trimmed flush with the window frame. Spray foam is very hard to remove, so wear gloves and you may want to masking taping the edge of the window frame before you start applying the foam.

The window rough opening can also be sealed with tape installed over the foam backer rod (Figure 12).

Caulk applied against the backer rod to seal a window rough opening
Caulk applied against the backer rod to seal a window rough opening
Caulk applied against the backer rod to seal a window rough opening
Source
Figure 10. After tooling, a bead of caulk (light blue) should have an hour-glass shape when applied against the backer rod (dark blue) forming a continuous seal across the window rough opening while enabling the caulk to expand and contract over time without cracking (Source: Digital Learning Labs, LLC).
Figure 11. If spray foam is used to air seal over backer rod around the window’s rough opening, the foam should completely cover the rod and be allowed to dry then trimmed flush to the frame (Source: PNNL).
Right - All gaps and joints are sealed to provide an airtight construction.
Right - All gaps and joints are sealed to provide an airtight construction.
Right - All gaps and joints are sealed to provide an airtight construction.
Source
Figure 12. The window rough opening can be sealed with tape installed over foam backer rod (Source: [bundle] design studio).

4. Re-Install Trim.

Use a hammer and finishing nails or a nail gun to re-install the trim. If you decide to repaint the trim before installing and you want to sand off old paint, note that paint applied before 1978 may contain lead. Wear a mask, sand outdoors, and use a sander that collects sanding dust, or contact a lead remediation specialist.

Special Circumstances: Sash Weights

If you have an older home, you may encounter sash weights (Figure 13), a system of weights and pulleys installed in the sides of single-hung and double-hung windows to assist in raising, holding, and lowering the windows. The sash weights may still be operational or they may have been covered and painted over and you may not realize you have them until you remove the trim. Whether you choose to remove them or refurbish them, either way, air sealing them is a special case. Consult a contractor skilled in dealing with sash weights. See the Building America Solution Center guide, Window Rehabilitation for more information.

Figure 13. Many older single- and double-hung windows have sash weights and pulleys, a counter-balancing system to help raise and lower the windows but difficult to air seal and insulate (Source: PNNL).

Additional Info

Videos

References

Publication Date
·
Author(s)
Robinson Bill
·
Organization(s)
Journal of Light Construction,
JLC
Description
Article describing various types of caulks and sealants, their formulas and best uses.
Publication Date
·
Author(s)
Southface Energy Institute,
Oak Ridge National Laboratory,
U.S. Department of Energy
·
Organization(s)
DOE,
SEI
Description
Brochure describing the benefits of air-sealing for homeowners.
Last Updated

Disclaimer

This content is a work created with funding provided by the United States Department of Energy under Contract no DE-AC05-076RL01830 for the operation of Pacific Northwest National Laboratory. The information and guidance provided by Pacific Northwest National Laboratory (PNNL) in the content are intended solely for educational purposes only and do not constitute formal training or certification. It is provided with the explicit understanding that neither the United States Government nor the United States Department of Energy, nor the Contractor, nor any or their employees, nor any jurisdiction or organization that has cooperated in the development of these materials, makes any warranty, express or implied, or assumes any legal liability or responsibility for the accuracy, completeness, or usefulness or any information, apparatus, product, software, or process disclosed, or represents that its use would not infringe privately owned rights. Reference herein to any specific commercial product, process, or service by trade name, trademark, manufacturer, or otherwise does not constitute or imply its endorsement, recommendation, or favoring by the United States Government or any agency thereof, or Battelle Memorial Institute. The views and opinions of authors expressed herein do not necessarily state or reflect those of the United States Government or any agency thereof. Viewers assumes full responsibility for all actions that they may take from information provided in this content including ensuring the safety, code compliance, and proper functionality of any products they choose to install. Installation and use of such products should be performed in accordance with local regulations and manufacturer instructions.