U.S. Department of Energy U.S. Department of Energy Energy Efficiency and Renewable Energy

Whole-Building Delivered Ventilation

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Scope


Whole House Ventilation

 

Ventilation rate is within 100-120% of HVAC contractor design value as measured by a RESNET rater

ENERGY STAR requires a ventilation system that meets ASHRAE 62.2-2010 and sealing all holes, gaps, and seams of ducts and their connections including:

  1. Supply (such as an intake duct to the return side of the HVAC system coupled with a motorized damper and control system).
  2. Exhaust (such as a continuously operating exhaust fan).
  3. Balanced (such as an ERV or HRV).


Notes:

The whole-house ventilation air flow and local exhaust air flows shall be measured by the rater using a flow hood, flow grid, anemometer (in accordance with AABC, NEBB, or ASHRAE procedures), or substantially equivalent method.


For ENERGY STAR heating and cooling system design, parameters used in the design calculations shall reflect the home to be built, specifically, outdoor design temperatures, home orientation, number of bedrooms, conditioned floor area, window area, predominant window performance and insulation levels, infiltration rate, mechanical ventilation rate, presence of MERV6 or better filter, and indoor temperature set points = 70°F for heating; 75°F for cooling.


Heating and cooling loads shall be calculated, equipment shall be selected, and duct systems shall be sized according to the latest editions of ACCA Manuals J, S, & D, respectively, 2009 ASHRAE Handbook of Fundamentals, or a substantively equivalent procedure. The HVAC system design shall be completed for the specific configuration (e.g., plan, elevation, option, and orientation) of the home to be built except as permitted herein.


For homes with a date of final inspection through 12/31/2012: For each house plan with multiple configurations (e.g., orientations, elevations, options), the loads shall be permitted to be calculated for the configuration that will result in the largest load. The largest load shall be permitted to be used for equipment selection for all configurations, subject to the over-sizing limits of ACCA Manual S.


For each house plan with multiple configurations, the room-level design airflows shall be permitted to be calculated using the configuration that resulted in the largest load.


For homes with a date of final inspection on or after 01/01/2013: For each house plan with multiple configurations (e.g., orientations, elevations, options), the loads shall be calculated for each potential configuration. If the loads across all configurations vary by ≤ 25%, then the largest load shall be permitted to be used for equipment selection for all configurations, subject to the over-sizing limits of ACCA Manual S. Otherwise, the contractor shall group the load for each configuration into a set with ≤ 25% variation and equipment selection shall be completed for each set of loads.


For each house plan with multiple configurations, the room-level design airflows shall be calculated for each potential configuration. If the design airflows for each room vary across all configurations by ≤ 25% or 25 CFM, then the average room-level design airflow shall be permitted to be used when designing the duct system. Otherwise, the contractor shall group the room-level design airflow for each configuration into a set with ≤ 25% or 25 CFM variation and the duct design shall be completed for the average airflow of that set.
 

 

Testing Ventilation Rate

The HVAC Contractor and the Rater can calculate the ASHRAE 62.2-2010 ventilation rate using this formula:

 

  • (7.5 CFM)*(Number of Bedrooms + 1) + (0.01 CFM)*(Square Footage of the Conditioned Space) = Ventilation Rate in CFM
  • The HVAC contractor must attach documentation showing the ventilation system type, location, and design rate to the HVAC System Quality Installation Contractor Checklist.
  • The rater must use a flow hood, flow grid, anemometer, or another substantially equivalent method to test the ventilation.
  • Testing must be in accordance with AABC, NEBB, or ASHRAE procedures.



Description



Ventilation systems are designed to meet two different tasks: spot ventilation and whole-building ventilation. Spot ventilation is for specific, non-continuous tasks such as removing moisture generated from cooking, bathing, etc. Whole-building ventilation is designed to provide a healthy indoor environment. There are three accepted practices used to meet the delivered or mechanical ventilation: supply-only ventilation, exhaust-only ventilation, and balanced air ventilation. Each ventilation method is effective, as long as the design matches the climate zone. 


 
Supply-Only Ventilation

Supply-only ventilation uses the HVAC system supply fan to pull in air from outdoors through a dedicated outdoor air intake that is ducted to the return side of the air handler. The outdoor air is filtered, conditioned, and circulated throughout the building. With supply-only ventilation, outdoor air enters the building from a known location and stale air leaves the building through an unknown location (through leaks in the building shell). The outdoor air is ducted from an intake located where the ambient air is deemed to be clean and where the intake grille is easy to access (for example, in a porch ceiling) for maintenance and changing of the filter, which is typically in the outdoor register grille. Outdoor air intakes should be at least 10 feet from the nearest exhaust or sanitary vent termination point. Figures 1 and 2 show supply-only ventilation with an outside air intake ducted to a horizontal air handler and a vertical air handler. 

 

 

This house has supply-only ventilation, with a fresh air intake ducted to the return side of a horizontal air handler unit, which is located in the attic

Figure 1 - This house has supply-only ventilation, with a fresh air intake ducted to the return side of a horizontal air handler unit, which is located in the attic.  Reference

 

 

 

This house has supply-only ventilation, with a fresh air intake ducted to the return side of a vertical air handler unit, which is located in the home (ODAD = the outdoor air damper)

Figure 2 - This house has supply-only ventilation, with a fresh air intake ducted to the return side of a vertical air handler unit, which is located in the home (ODAD = the outdoor air damper).  Reference

 

 

This type of ventilation system is known as central-fan-integrated ventilation. When the cooling or heating system is energized, outdoor air is drawn into a filtered intake grille and is ducted directly to the return side plenum of the air handler. The outdoor air duct has a balancing damper (BD), which is manually set to adjust the amount of incoming outside air to meet the target cubic feet per minute flow rate determined in the Manual D calculations. In dry climates, this fresh air intake duct is open all the time and provides a dedicated passive opening for makeup air.

 

In humid climates (those where the average outdoor dew point is often in the mid 70s), the outside air duct is equipped with a second damper. This is a motorized damper and is referred to as the outdoor air damper (ODAD); it is only open when the compressor is operating so that the incoming outdoor air is dehumidified before it enters the conditioned space. The ODAD prevents pulling warm humid air into the system when the compressor is not operating. This prevents condensation from taking place on the internal parts of the air handler or furnace which can eventually cause the parts to rust.  Because the ODAD is only open and allowing active ventilation when the compressor is operating, this system is known as a run-time vent.

 

The run-time vent system would not meet ASHRAE 62.2 during shoulder seasons because the compressor does not operate enough, so an electronic controller is added to control the motorized damper. The controller counts the minutes the cooling is running and after an hour, if the ASHRAE 62.2 minutes requirement has not been met, the controller will open the damper and turn on the fan to make up the minutes. However, the controller will not open the damper unless the compressor has been off for at least 5 minutes. The 5 minutes gives all of the air handler parts enough time to warm up so that the humid air that enters the unit won’t condense on cold parts, potentially causing equipment damage.

 

In a humid climate, to meet ASHRAE 62.2, active dehumidification must be added to the run-time vent system to handle the moisture that is brought in during the shoulder seasons when the damper is open and the compressor is not operating. In Florida, when it is 95°F outside, the compressor (AC) runs about 80% of the time. When it is 80°F outside, the compressor only runs about 40% to 50% of the time. The dehumidifier can be a separate unit attached to the central air handler or a stand-alone unit.

 

Supply-only ventilation will create a positive pressure in the conditioned space relative to outdoors. This strategy typically depends on building envelope leaks to exit the stale air. If the systems in Figures 1 and 2 were drawing 80 CFM of outdoor air into the home while the air handler is operating, then at the same time 80 CFM must be exiting the building somewhere. That "somewhere" is the many leaks in the building envelope that connect indoors to outdoors. In humid climates where the conditioned indoor air is dryer than outdoor air, this is a good strategy; it will help keep building envelope materials (the insides of the walls) dry while providing ventilation air that is both filtered and dehumidified. In cold, dry climates where indoor air is more humid than outdoor air (in high-performance buildings), supply-only ventilation would be a poor ventilation strategy.

 

 

With supply-only ventilation, the building is under positive pressure

Figure 3 - With supply-only ventilation, the building is under positive pressure.  Reference

 

 

The success of this strategy is dependent upon good design: an accurate HVAC load calculation, installation of HVAC equipment that closely matches the load, and a properly designed HVAC duct system. It is imperative that the cooling system not be oversized so that it will get maximum run time during 1% summer outdoor design conditions (as defined in ACCA Manual J, Table 1). If the designed target ventilation hourly rates are based on average cooling run time, oversizing the cooling or heating system will produce a ventilation rate that will be far short of the target ventilation rate.

 

 

Exhaust-Only Ventilation

Exhaust-only ventilation is the reverse of supply-only ventilation; stale air leaves the building from a known location (through exhaust fans ducted to the outdoors) and outdoor air enters the building from an unknown location. For every cubic foot of air exhausted out of the building, a cubic foot of air has to come into the building from somewhere. Again, that "somewhere" is the many air leaks through the building envelope that connect the conditioned space to unconditioned spaces or directly to the outdoors. With this strategy, the outdoor air entering the building is neither filtered nor conditioned. The target ventilation rate is met by operating a (quiet) exhaust fan at a specific flow rate for a scheduled runtime each hour.

 

This strategy works well in cold-dry climates because the air outdoors is generally drier than the air indoors (in tightly built homes). Unlike the older, leaky homes built years ago, newer high-performance homes are built to be more air tight so they tend to accumulate more moisture as water vapor in the indoor air from cooking, bathing, clothes washing, etc. Exhaust-only ventilation is needed to safely remove this moisture before condensation becomes an issue.

 

 

With exhaust-only ventilation, the building is under negative pressure

Figure 4 - With exhaust-only ventilation, the building is under negative pressure.  Reference

 

 

The make-up air moving through the building envelope helps to keep building materials dry when this strategy is used in cold, dry climates. This would not be a good strategy in humid climates where the water vapor content outdoors is typically higher than it is indoors.

 

 

Balanced Ventilation

Balanced systems intentionally provide both supply and exhaust. The best means for providing this balanced ventilation is with a heat recovery ventilator (HRV) or an energy (or enthalpy) recovery ventilator (ERV). Both provide a controlled way of ventilating a home while minimizing energy loss because they incorporate a heat exchanger that uses conditioned air from the outgoing exhaust air to pre-condition the "fresh" incoming air. The heat exchanger transfers heat but does not allow the intermingling of outgoing and incoming air.

 

 

Heat Recovery Ventilator (HRV) or Energy (Enthalpy) Recovery Ventilator (ERV)

Figure 5 - Heat Recovery Ventilator (HRV) or Energy (Enthalpy) Recovery Ventilator (ERV)  Reference

 

 

The incoming and outgoing air volumes are balanced and air is evenly distributed throughout the house. These ventilators are whole-house systems; they can share the central furnace’s air handler and duct system or have their own duct system. The main difference between an HRV and an ERV is the way the heat exchanger works.

 

 

An HRV or ERV provides balanced ventilation by pulling in the same amount of outdoor air that is being exhausted back to the outdoors

Figure 6 - An HRV or ERV provides balanced ventilation by pulling in the same amount of outdoor air that is being exhausted back to the outdoors.  Reference

 

 

With an ERV, the heat exchanger transfers water vapor along with heat energy, while an HRV only transfers heat. See the manufacturers' specifications for determining which model is best in which climate and install it according to their directions for best performance, especially in regard to ERVs in humid climates. Most ERVs can recover about 70% to 80% of the sensible energy in the exiting air (Rudd 2011). With respect to summertime operation, ERVs seem to perform best during peak outdoor conditions and lose efficiency during low-temperature, high-humidity conditions.

 

 

Hybrid System

The three different strategies explained above can be integrated together to form a hybrid system that is able to perform during various outdoor conditions to optimize energy efficiency. For example, all three strategies could be incorporated into one ventilation system and controlled by a smart controller. The controller could monitor outdoor dew point conditions, keep track of operating time for each strategy, and determine when each strategy should operate. During those times of the year when it is very humid out, the controller would count supply-only ventilation operating time, and if the system didn't run long enough to meet the target ventilation rate for that hour, the controller would make up the difference with the ERV. If the outdoor moisture levels were less than indoor moisture levels, the controller would operate the bathroom exhaust fans to meet the target ventilation rate.

 

 

Intermittently Balanced

Another ventilation strategy that combines supply and exhaust but does not include an HRV or ERV has been termed an “intermittently balanced system” (Rudd 2011). Supply and exhaust ventilation systems are combined to make use of the benefits and economies of each system, although the net result may be an alternating unbalanced system (sometimes supply ventilation and sometimes exhaust ventilation), or an intermittently balanced system, or a fully balanced system (if carefully controlled with electronic controllers to provide equal amounts of incoming and outgoing air). An example of this type of system could be central-fan-integrated supply ventilation with simultaneous continuous or intermittent exhaust. Another strategy could be to provide a background level of distributed supply ventilation coincident with heating and cooling demand then activate “fill-in” exhaust during the balance of the time (Rudd 2011).

 

 

Central-fan-integrated supply ventilation with single- or multi-point exhaust from bathrooms, for intermittently balanced whole-house ventilation

Figure 7 - Central-fan-integrated supply ventilation with single- or multi-point exhaust from bathrooms, for intermittently balanced whole-house ventilation.  Reference

 

 

Humid Climates

A disclaimer should be made here, if the target ventilation rate is to be maintained in a humid climate, active dehumidification should be considered. Consider a 2,500 sq.ft., four-bedroom home. The required ventilation rate would be 63 CFM. In a hot-humid climate like Sarasota, Florida, according to the ACCA Manual J Table 1, the outdoor 1% summer design condition is 92°F with a coincidental wet bulb of 79°F. The moisture content of the air is 129 grains per pound of air. A pound of air occupies about 14.3 cubic feet. So our target ventilation will move about 4.4 (63/14.3) pounds of air into the building per minute. Also, with it comes 5,676 (4.4x129) grains of moisture. In an hour, we have transported 340,560 grains of moisture. There is 7,006 grains of moisture in one pound of water (roughly one pint). Thus, the target ventilation will bring in 48 pints or 3 gallons of water during one-hour of operating time; that is equivalent to moving 72 gallons of water through the home in a 24-hour period.

 

With no active dehumidification, the home accumulates water until the grains per pound of air indoors is equal to the grains per pound of air outdoors. In the Sarasota, Florida, area where the moisture levels are 129 grains per pound of air outdoors, it will be 129 grains per pound indoors. If the home had 8-foot ceilings, it would contain 20,000 cubic feet or about 1,428 pounds of air. At 129 grains per pound, there would be about 26 pints of water in vapor form in the air at all times. If the AC system was oversized and it could easily maintain 75°F with very little run time, the indoor relative humidity would be 98% and the dew point would be 74°F.

 

The discussion above sounds extreme but if care is not taken to implement a good dehumidification strategy in humid climates, durability issues can result. There is no doubt that ventilation is required; standard construction practices now result in very tight buildings. Without ventilation, there would be no way to remove indoor pollutants. However, we must understand that when we move outdoor air through the building to ventilate to remove pollutants, in humid climates we are also moving water through the building at the same time. A dehumidification strategy should go hand in hand with the selected ventilation strategy.

 

 


How to Calculate Target Ventilation Rate

1.  Calculate the target ventilation rate for the home based on the square footage of floor area and number of bedrooms, using the formula in Figure 8 from Formula 4.1a in ASHRAE 62.2-2010.

 

 

Target Ventilation, Formula 4.1a from ASHRAE 62.2-2010

Figure 8 -  Target Ventilation, Formula 4.1a from ASHRAE 62.2-2010

 

 

2.  Once the target ventilation has been identified, select a ventilation strategy that will best do the job given the climate (see Description above).

 

3.  Determine the operating time - how long will the fan have to run to supply the target ventilation for each 24-hour period?

 

Example - for a 3-bedroom, 2,000-sq.ft. home, with an exhaust-only ventilation strategy,  and a target ventilation rate of 50 CFM you would need to install a 50 CFM fan with an adjustable-speed DC motor for continuous operation. If you wanted to install a 100 CFM fan instead, you could determine what the run time would need to be using the formula below (Figure 9), from ASHRAE 62.2-2010.

 

 

Formula 4.2 for fan flow rate required to achieve an effective ventilation rate

Figure 9 - Formula 4.2 for fan flow rate required to achieve an effective ventilation rate from ASHRAE 62.2-2010

 

 

Considering that we want the fan to run at least once in a four-hour period, our Ventilation Effectiveness (e) is 1.0 (see Table 4.2, which shows 1.0 for cycle time of 0-4 meaning that the fan would run at least once in each four-hour period or six times in a day.  Also the designer has determined that the Fraction On-Time will be 0.5 or 50% of the time. So to calculate the required fan air flow (Qf) to meet the target ventilation rate (Qr) based on an intermittent run time, the calculation would look like this:

 

Q f  =  Q r  /  (ef) 
Q f  =  50 CFM  / (1.0 x 0.5)
Q f  =  50 /0.5
100 = 50 / 0.5 

 

So, 100 CFM is the size of the fan that is required if we are going to run the fan at least once every four hours for 50% of the time to meet the target ventilation rate. The fan could be set with a controller on any timer schedule that would meet the 50% run time, for example 10 minutes on-10 minutes off, or 30 minutes per hour, etc.



Ensuring Success


The ventilation rate in the house should be within 100% to 120% of the HVAC contractor’s design value as measured by a RESNET rater. When selecting a ventilation system the builder must understand what climate zone they are designing in. Dry climates can use exhaust ventilation effectively. Humid climates should use supply-side ventilation.  Balanced ventilation using a heat recovery ventilator (HRV) or an energy (or enthalpy) recovery ventilator (ERV) can be effective in either climate but proper design and operation is paramount. The HVAC contractor and the rater can calculate the ASHRAE 62.2-2010 ventilation rate using this formula:

 

(7.5 CFM) * (number of bedrooms + 1) + (0.01 CFM) * (square footage of the conditioned space)
 =  Ventilation Rate in CFM (cubic feet per minute)

 

The HVAC contractor must attach documentation showing the ventilation system type, location, and design rate to the HVAC System Quality Installation Contractor Checklist. The rater must use a flow hood, flow grid, anemometer, or another substantially equivalent method to test the ventilation. Testing must be in accordance with the Associated Air Balance Council (AABC), National Environmental Balancing Bureau (NEBB), or American Society of Heating, Refrigerating and Air Conditioning Engineers (ASHRAE) procedures. Heating and cooling loads should be calculated, HVAC equipment selected, and duct systems sized according to the latest editions of ACCA Manuals J, S, & D; the 2009 ASHRAE Handbook of Fundamentals, or a substantively equivalent procedure. The HVAC system design should be completed for the specific configuration (e.g., plan, elevation, option, and orientation) of the home to be built with some exceptions (see the Scope of this guide).



Climate


No climate specific information applies.



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Compliance


ENERGY STAR Version 3, (Rev. 6)

HVAC System Quality Checklist, Whole-Building Delivered Ventilation. Rater-measured ventilation rate is within 100-120% of HVAC contractor design value. The whole-house ventilation air flow and local exhaust air flows shall be measured by the Rater using a flow hood, flow grid, anemometer (in accordance with AABC, NEBB or ASHRAE procedures), or substantially equivalent method.

 

DOE Challenge Home

Exhibit 1: Mandatory Requirements. Certified under ENERGY STAR Qualified Homes Version 3.

 

Associated Air Barrier Council National Standards for Total System Balance  

Associated Air Barrier Council, 2002. AABC National Standards for Total System Balance 2002.  The manual details the minimum standards for total system balance.

 

National Environmental Balancing Bureau Section 15990 

National Environmental Balancing Bureau (NEBB) Section 15990 – Testing, Adjusting, and Balancing. NEBB is a certification association whose members perform testing, adjusting and balancing (TAB) of heating, ventilating, and air-conditioning systems and commission and retro-commission building systems. This document is the TAB procedural standards.

 

ANSI/ASHRAE Standard 62.2.-2010

Ventilation and Acceptable Indoor Air Quality in Low-Rise Residential Buildings.  The standard applies to spaces intended for human occupancy in single-family homes and multifamily homes that are three stories or less, including manufactured and modular homes.  The standard provides minimum acceptable requirements for mechanical and natural ventilation in these spaces. 

 

2009 IECC

Whole-building delivered ventilation is not specifically addressed in the 2009 IECC.

 

2009 IRC

Whole-building delivered ventilation is not specifically addressed in the 2009 IRC.

 

2012 IECC

Whole-building delivered ventilation is not specifically addressed in the 2012 IECC. 

 

2012 IRC

Section M1507.3 Whole-house mechanical ventilation system. The system is to have one or more supply or exhaust fans, or a combination, and associated ducts and controls.  Local exhaust or supply fans can serve as such.  Outdoor air ducts connected to the return side of an air handler are considered to provide supply ventilation. The system must have controls with manual override capability. The system must provide outdoor air at a continuous rate per Table M1507.3.3(1) which is based on dwelling unit floor area and number of bedrooms.*

 

 

*Due to copyright restrictions, exact code text is not provided.  For specific code text, refer to the applicable code.

 



Case Studies

  1. Devoted Builders, LLC, Mediterranean Villas, Pasco, WA

    PNNL. 2013. Building America Efficient Solutions for New Homes: Case Study: Devoted Builders, LLC, Mediterranean Villas, Pasco, WA. Prepared by the Pacific Northwest National Laboratory for the U.S. Department of Energy Building America Program.


References

  1. 2012 IRC—International Residential Code for One and Two Family Dwellings

    2012 IRC, International Residential Code for One and Two Family Dwellings. 2012. Second Printing. International Code Council, Washington, D.C.

  2. AABC National Standards for Total System Balance 2002

    Associated Air Barrier Council (AABC). 2002. AABC National Standards for Total System Balance 2002

  3. ASHRAE Standard 62.2-2010, Ventilation for Acceptable Indoor Air Quality in Low-Rise Residential Buildings

    ASHRAE. 2010. ASHRAE Standard 62.2-2010, Ventilation for Acceptable Indoor Air Quality in Low-Rise Residential Buildings. Atlanta: American Society of Heating, Refrigeration, and Air-Conditioning Engineers, Inc.

  4. DOE Challenge Home National Program Requirements

    DOE. 2012. DOE Challenge Home National Program Requirements (Rev. 02). Office of Energy Efficiency and Renewable Energy, U.S. Department of Energy, Washington, D.C.

  5. ENERGY STAR Qualified Homes, Version 3 (Rev. 06) Inspection Checklist for National Program Requirements

    EPA. 2012. ENERGY STAR Qualified Homes, Version 3 (Rev. 06) Inspection Checklist for National Program Requirements. U.S. Environmental Protection Agency, Washington, D.C.

  6. HVAC System Quality Installation Rater Checklist

    EPA. 2011. HVAC System Quality Installation Rater Checklist. U.S. Environmental Protection Agency, Washington, D.C.

  7. Local Exhaust and Whole House Ventilation Strategies

    Rudd, A. 2011. Local Exhaust and Whole House Ventilation Strategies. Prepared by Building Science Corporation for the U.S. Department of Energy, Building America Program. 

  8. Manual D—Residential Duct Systems

    Rutkowski, H. 2009. Manual D—Residential Duct Systems, 3rd Edition. Prepared by the Air Conditioning Contractors of America (ACCA).

  9. Manual J Residential Load Calculation, Eighth Edition

    Air Conditioning Contractors of America (ACCA). 2011. Manual J Residential Load Calculation, Eighth Edition. Air Conditioning Contractors of America.

  10. Manual S - Residential Equipment Selection

    Air Conditioning Contractors of America (ACCA). 1995. Manual S - Residential Equipment Selection. Air Conditioning Contractors of America.

  11. NEBB Section 15990 – Testing, Adjusting, and Balancing

    National Environmental Balancing Bureau. (NEBB) Section 15990 – Testing, Adjusting, and Balancing. National Environmental Balancing Bureau.

  12. Ventilation and Acceptable Indoor Air Quality in Low-Rise Residential Buildings (ANSI/ASHRAE 62.2-2010)

    American National Standards Institute (ANSI) and American Society of Heating, Refrigeration and Air Conditioning Engineers (ASHRAE). 2010. Ventilation and Acceptable Indoor Air Quality in Low-Rise Residential Buildings. ANSI/ASHRAE 62.2.-2010. American National Standards Institute, Washington D.C.